Enterprise risk & controls · Core

Preventive control

Also called: preventative control

ELI5

A control designed to stop an error or event before it occurs.

Used in conversation

“The control is not complete until we can evidence how preventive control is monitored.”

Pitch context

You will see “Preventive control” in board papers, contracts, policies, risk registers and compliance reports when the discussion reaches enterprise risk & controls.

Why it matters: In enterprise risk & controls, a loose definition can change rights, obligations, approval, disclosure or enforceability.

Caution

Meaning, enforceability and required process vary by jurisdiction and agreement; this definition is not legal advice.

Sources & evidence · 3

Direct term-level sources and supporting source families.