Cap table, ownership & dilution · Working

Record holder

Also called: registered holder

ELI5

The owner named in the company's records.

Used in conversation

“The record holder may be a nominee.”

Definition

The person or entity listed in the company's official securities register.

Here “Record holder” means: The person or entity listed in the company's official securities register.

Pitch context

You will see “Record holder” in fundraising decks, data rooms, term sheets and investor conversations when the discussion reaches cap table, ownership & dilution.

Why it matters: In cap table, ownership & dilution, a loose definition can change rights, obligations, approval, disclosure or enforceability.

Caution

Meaning, enforceability and required process vary by jurisdiction and agreement; this definition is not legal advice.

Connected terms

Sources & evidence · 5

Direct term-level sources and supporting source families.