Enterprise risk & controls · Core

Regulatory risk

Also called: compliance risk

ELI5

Risk arising from regulatory change, breach or enforcement.

Used in conversation

“The control is not complete until we can evidence how regulatory risk is monitored.”

Pitch context

You will see “Regulatory risk” in board papers, contracts, policies, risk registers and compliance reports when the discussion reaches enterprise risk & controls.

Why it matters: In enterprise risk & controls, a loose definition can change rights, obligations, approval, disclosure or enforceability.

Caution

Meaning, enforceability and required process vary by jurisdiction and agreement; this definition is not legal advice.

Sources & evidence · 3

Direct term-level sources and supporting source families.