Enterprise risk & controls · Core

Root cause

Also called: underlying cause

ELI5

The underlying factor that allowed a problem or event to occur.

Used in conversation

“The control is not complete until we can evidence how root cause is monitored.”

Pitch context

You will see “Root cause” in board papers, contracts, policies, risk registers and compliance reports when the discussion reaches enterprise risk & controls.

Why it matters: In enterprise risk & controls, a loose definition can change rights, obligations, approval, disclosure or enforceability.

Caution

Meaning, enforceability and required process vary by jurisdiction and agreement; this definition is not legal advice.

Sources & evidence · 4

Direct term-level sources and supporting source families.