Regulatory, ethics & conduct compliance · Core

Source of funds

Also called: funds source, SOF

ELI5

Evidence explaining where money for a specific transaction originated.

Used in conversation

“The draft mentions source of funds, but the scope and jurisdiction are still unclear.”

Pitch context

You will see “Source of funds” in board papers, contracts, policies, risk registers and compliance reports when the discussion reaches regulatory, ethics & conduct compliance.

Why it matters: In regulatory, ethics & conduct compliance, a loose definition can change rights, obligations, approval, disclosure or enforceability.

Caution

Meaning, enforceability and required process vary by jurisdiction and agreement; this definition is not legal advice.

Sources & evidence · 8

Direct term-level sources and supporting source families.